Head rotation improves airway obstruction, especially in patients with less severe obstructive sleep apnea without oropharyngeal collapse

PLoS One. 2022 May 24;17(5):e0268455. doi: 10.1371/journal.pone.0268455. eCollection 2022.

Abstract

Purpose: Head rotation is thought to have an effect on obstructive sleep apnea (OSA) severity. However, keeping the head rotated fully during sleep is difficult to maintain, and the effect of head rotation is not the same in all OSA patients. Thus, this study aimed to identify whether less head rotation has an effect on airway patency and determine the responder characteristics to the head rotation maneuver (HRM).

Methods: We recruited 221 patients who underwent overnight polysomnography and drug-induced sleep endoscopy (DISE) in a tertiary hospital from June 2019 to July 2020. Airway patency and the site of airway collapse were determined in the supine position with the head at 0, 30, and 60 degrees of rotation (HRM0°, HRM30°, and HRM60°, respectively) during DISE. The site of collapse was determined using the VOTE classification system: the velum (palate), oropharyngeal lateral walls, tongue base, and epiglottis. Each structure was labeled as 0, 1, or 2 (patent, partially obstructed, and completely obstructed, respectively). Airway response to the HRM30° and 60° and the clinical characteristics associated with airway opening were analyzed.

Results: The study population had a median age of 52 (25-61) years, a body mass index of 26.7(24.6-29.4) kg/m2, and the apnea-hypopnea index (AHI) of 28.2(13.7-71.9) events/h. HRM influenced airway patency positively not only with HRM60° (p<0.001) but also following limited rotation (HRM30°, p<0.001). Patients with tongue base (40.0% with HRM 60°) and epiglottic (52.6% with HRM 60°) collapse responded particularly well to HRM. Multivariate analysis revealed that lower AHI (p<0.001) and an absence of oropharyngeal lateral walls collapse (p = 0.011) were significant predictors of responders to HRM.

Conclusion: Head rotation improved airway obstruction in OSA patients, even with a small degree of rotation, and should be further explored as a potential form of therapy in appropriately selected patients.

Publication types

  • Research Support, Non-U.S. Gov't

MeSH terms

  • Adult
  • Airway Obstruction / therapy*
  • Endoscopy
  • Epiglottis / physiology
  • Head / physiology
  • Humans
  • Middle Aged
  • Multivariate Analysis
  • Oropharynx / pathology*
  • Oropharynx / physiopathology
  • Palate / physiology
  • Polysomnography
  • Rotation
  • Shock*
  • Sleep
  • Sleep Apnea, Obstructive / therapy*
  • Tertiary Care Centers
  • Tongue / physiology

Grants and funding

Funding: HY was supported by the Basic Science Research Program through the National Research Foundation of Korea, which is funded by the Ministry of Education (NRF2018R1D1A1B07046906, http://english.moe.go.kr/main.do?s=english), and a grant (BCRI-20054, cnuh.com) from Chonnam National University Hospital Biomedical Research Institute. The funders play no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.